Problem Set 3
Stochastic Foundations for Finance
Instructions: This problem set is due on 11/17 at 11:59 pm CST and is an individual assignment. All problems must be handwritten. Write full sentences to answer questions that require an explanation. Scan your work and submit a PDF file.
Problem 1 Let \{B_{t}\} be a Brownian motion defined on a probability space (\Omega, \mathcal{F}, \operatorname{P}) endowed with a filtration \{\mathcal{F}_{t}\}_{t \ge 0}. If s = 0.7 and t = 2, compute:
- \operatorname{P}(B_{s} \leq -0.5).
- \operatorname{P}(B_{t} > 1).
- \operatorname{P}(|B_{t}| \leq 1.5).
- \operatorname{P}(|B_{t} - B_{s}| > 2).
Problem 2 Suppose we divide the interval [0, T] into n equal parts of length \Delta t = T / n given by the partition 0 = t_{0} < t_{1} < \ldots < t_{n} = T. For a real function f, we define the total variation V of f over [0, T] as V_{T}(f) = \lim_{n \to \infty} \sum_{j = 0}^{n - 1} |f(t_{j + 1}) - f(t_{j})|. If f is differentiable over [0, T], the mean-value theorem implies that over each interval [t_{j}, t_{j + 1}] for j = 0, 1, \ldots, n - 1 there exists t_{j}^{*} \in [t_{j}, t_{j + 1}] such that f'(t_{j}^{*}) = \frac{f(t_{j + 1}) - f(t_{j})}{\Delta t}, so that |f(t_{j + 1}) - f(t_{j})| = |f'(t_{j}^{*})| \Delta t. Therefore, V_{T}(f) = \lim_{n \to \infty} \sum_{j = 0}^{n - 1} |f'(t_{j}^{*})| \Delta t = \int_{0}^{T} |f'(t)| dt. The quadratic variation of f over [0, T] is defined as [f, f]_{T} = \lim_{n \to \infty} \sum_{j = 0}^{n - 1} (f(t_{j + 1}) - f(t_{j}))^{2}. If the function f is differentiable over [0, T], we can write [f, f]_{T} = \lim_{n \to \infty} \sum_{j = 0}^{n - 1} (f'(t_{j}^{*}) \Delta t)^{2} = \lim_{n \to \infty} \Delta t \int_{0}^{T} (f'(t))^{2} dt.
- Complete the reasoning and show that the quadratic variation of a differentiable function f over [0, T] is zero.
- Explain intuitively that a function with non-zero quadratic variation over [0, T] is nowhere differentiable over the same interval.
- Relate the previous result to what we discussed in class about Brownian motion.
Problem 3 Consider an asset that pays a continuous cash flow c e^{g t} \mathop{}\!\mathrm{d}t from time 0 up to time T. The interest rate is r with continuous compounding
- Compute the value of the asset at time 0.
- Compute the value of the asset at time t < T.
- What should be the value of the asset at time T?
Problem 4 Let S be the price of Krypto stock (Ticker: KPTO) that follows a geometric Brownian motion such that \mathop{}\!\mathrm{d}S = \mu S \mathop{}\!\mathrm{d}t + \sigma S \mathop{}\!\mathrm{d}B, where \mu and sigma are constants. Your sales team is very aggressive and would like to launch a new product called KPTO Quadro that tracks the price of KPTO to the power 4. In other words, the value of this instrument is given by Y = S^{4}. What is the process followed by Y?
Problem 5 Suppose that the stock price follows a geometric Brownian motion (GBM) with drift \mu and instantaneous volatility \sigma. Show that Y = S e^{-\mu t} also follows a GBM and determine the drift and volatility as a function of \mu and \sigma.
Problem 6 Suppose that the stock price follows a geometric Brownian motion (GBM) with drift r and instantaneous volatility \sigma, where r is the risk-free rate. Consider the futures price of S at time t and expiring at T, given by F = S e^{r (T -t)}. Show that F has zero drift and hence is a martingale.
Normal Distribution Table
The table below computes \Phi(z) = \operatorname{P}(Z \leq z) if Z \sim \mathcal{N}(0, 1) and z \geq 0. The rows denote the first decimal whereas the columns denote the second decimal. If you need \Phi(-z), you can always use \Phi(-z) = 1 - \Phi(z).
| z | 0.00 | 0.01 | 0.02 | 0.03 | 0.04 | 0.05 | 0.06 | 0.07 | 0.08 | 0.09 |
|---|---|---|---|---|---|---|---|---|---|---|
| 0.0 | 0.5000 | 0.5040 | 0.5080 | 0.5120 | 0.5160 | 0.5199 | 0.5239 | 0.5279 | 0.5319 | 0.5359 |
| 0.1 | 0.5398 | 0.5438 | 0.5478 | 0.5517 | 0.5557 | 0.5596 | 0.5636 | 0.5675 | 0.5714 | 0.5753 |
| 0.2 | 0.5793 | 0.5832 | 0.5871 | 0.5910 | 0.5948 | 0.5987 | 0.6026 | 0.6064 | 0.6103 | 0.6141 |
| 0.3 | 0.6179 | 0.6217 | 0.6255 | 0.6293 | 0.6331 | 0.6368 | 0.6406 | 0.6443 | 0.6480 | 0.6517 |
| 0.4 | 0.6554 | 0.6591 | 0.6628 | 0.6664 | 0.6700 | 0.6736 | 0.6772 | 0.6808 | 0.6844 | 0.6879 |
| 0.5 | 0.6915 | 0.6950 | 0.6985 | 0.7019 | 0.7054 | 0.7088 | 0.7123 | 0.7157 | 0.7190 | 0.7224 |
| 0.6 | 0.7257 | 0.7291 | 0.7324 | 0.7357 | 0.7389 | 0.7422 | 0.7454 | 0.7486 | 0.7517 | 0.7549 |
| 0.7 | 0.7580 | 0.7611 | 0.7642 | 0.7673 | 0.7704 | 0.7734 | 0.7764 | 0.7794 | 0.7823 | 0.7852 |
| 0.8 | 0.7881 | 0.7910 | 0.7939 | 0.7967 | 0.7995 | 0.8023 | 0.8051 | 0.8078 | 0.8106 | 0.8133 |
| 0.9 | 0.8159 | 0.8186 | 0.8212 | 0.8238 | 0.8264 | 0.8289 | 0.8315 | 0.8340 | 0.8365 | 0.8389 |
| 1.0 | 0.8413 | 0.8438 | 0.8461 | 0.8485 | 0.8508 | 0.8531 | 0.8554 | 0.8577 | 0.8599 | 0.8621 |
| 1.1 | 0.8643 | 0.8665 | 0.8686 | 0.8708 | 0.8729 | 0.8749 | 0.8770 | 0.8790 | 0.8810 | 0.8830 |
| 1.2 | 0.8849 | 0.8869 | 0.8888 | 0.8907 | 0.8925 | 0.8944 | 0.8962 | 0.8980 | 0.8997 | 0.9015 |
| 1.3 | 0.9032 | 0.9049 | 0.9066 | 0.9082 | 0.9099 | 0.9115 | 0.9131 | 0.9147 | 0.9162 | 0.9177 |
| 1.4 | 0.9192 | 0.9207 | 0.9222 | 0.9236 | 0.9251 | 0.9265 | 0.9279 | 0.9292 | 0.9306 | 0.9319 |
| 1.5 | 0.9332 | 0.9345 | 0.9357 | 0.9370 | 0.9382 | 0.9394 | 0.9406 | 0.9418 | 0.9429 | 0.9441 |
| 1.6 | 0.9452 | 0.9463 | 0.9474 | 0.9484 | 0.9495 | 0.9505 | 0.9515 | 0.9525 | 0.9535 | 0.9545 |
| 1.7 | 0.9554 | 0.9564 | 0.9573 | 0.9582 | 0.9591 | 0.9599 | 0.9608 | 0.9616 | 0.9625 | 0.9633 |
| 1.8 | 0.9641 | 0.9649 | 0.9656 | 0.9664 | 0.9671 | 0.9678 | 0.9686 | 0.9693 | 0.9699 | 0.9706 |
| 1.9 | 0.9713 | 0.9719 | 0.9726 | 0.9732 | 0.9738 | 0.9744 | 0.9750 | 0.9756 | 0.9761 | 0.9767 |
| 2.0 | 0.9772 | 0.9778 | 0.9783 | 0.9788 | 0.9793 | 0.9798 | 0.9803 | 0.9808 | 0.9812 | 0.9817 |
| 2.1 | 0.9821 | 0.9826 | 0.9830 | 0.9834 | 0.9838 | 0.9842 | 0.9846 | 0.9850 | 0.9854 | 0.9857 |
| 2.2 | 0.9861 | 0.9864 | 0.9868 | 0.9871 | 0.9875 | 0.9878 | 0.9881 | 0.9884 | 0.9887 | 0.9890 |
| 2.3 | 0.9893 | 0.9896 | 0.9898 | 0.9901 | 0.9904 | 0.9906 | 0.9909 | 0.9911 | 0.9913 | 0.9916 |
| 2.4 | 0.9918 | 0.9920 | 0.9922 | 0.9925 | 0.9927 | 0.9929 | 0.9931 | 0.9932 | 0.9934 | 0.9936 |
| 2.5 | 0.9938 | 0.9940 | 0.9941 | 0.9943 | 0.9945 | 0.9946 | 0.9948 | 0.9949 | 0.9951 | 0.9952 |
| 2.6 | 0.9953 | 0.9955 | 0.9956 | 0.9957 | 0.9959 | 0.9960 | 0.9961 | 0.9962 | 0.9963 | 0.9964 |
| 2.7 | 0.9965 | 0.9966 | 0.9967 | 0.9968 | 0.9969 | 0.9970 | 0.9971 | 0.9972 | 0.9973 | 0.9974 |
| 2.8 | 0.9974 | 0.9975 | 0.9976 | 0.9977 | 0.9977 | 0.9978 | 0.9979 | 0.9979 | 0.9980 | 0.9981 |
| 2.9 | 0.9981 | 0.9982 | 0.9982 | 0.9983 | 0.9984 | 0.9984 | 0.9985 | 0.9985 | 0.9986 | 0.9986 |
| 3.0 | 0.9987 | 0.9987 | 0.9987 | 0.9988 | 0.9988 | 0.9989 | 0.9989 | 0.9989 | 0.9990 | 0.9990 |